Currently Browsing : SEBI

SEBI (Foreign Portfolio Investors) Regulations, 2014[Last amended on December 31, 2018]...

Compliance Calendar LLP 19 Jan 2019  1596
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SEBI (Prohibition of Insider Trading) Amendment Regulations, 2018 By CS Kajal Gupta...

CS Kajal Gupta 17 Jan 2019  3258
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Norms for investment and disclosure by mutual funds in derivatives...

Compliance Calendar LLP 17 Jan 2019  3412
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Sebi fines 10 entities for fraudulent trading in Mindvision Capital shares...

Compliance Calendar LLP 15 Jan 2019  5077
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Sebi fines 2 entities for fraudulent trade in stock options

Compliance Calendar LLP 12 Jan 2019  7519
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The inside story of Sebi crackdown on dabba trading

Compliance Calendar LLP 11 Jan 2019  8223
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Portfolio Concentration Norms for Equity Exchange Traded Funds (ETFs) and Index Funds...

Compliance Calendar LLP 11 Jan 2019  8324
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Cyber Security and Cyber Resilience framework for Mutual Funds / Asset Management Companies (AMCs)...

Compliance Calendar LLP 11 Jan 2019  8364
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Committees at Market Infrastructure Institutions (MIIs)

Compliance Calendar LLP 11 Jan 2019  8576
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Notifications under Sections 29A and 16(1) of the Securities Contracts (Regulation) Act...

Compliance Calendar LLP 11 Jan 2019  8174
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Penalties Under SEBI (LODR) Regulations, 2015 w.e.f. 30.09.2018 By CS Lalit Rajput...

CS Lalit Rajput 05 Jan 2019  13398
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Disclosures by Stock Exchanges for commodity derivatives

Compliance Calendar LLP 05 Jan 2019  13460
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Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offere...

Compliance Calendar LLP 05 Jan 2019  13673
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Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode...

Compliance Calendar LLP 05 Jan 2019  13537
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Sebi bars Sanraa Media, 7 others from capital markets for 5 years...

Compliance Calendar LLP 04 Jan 2019  14284
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Physical settlement of stock derivatives

Compliance Calendar LLP 02 Jan 2019  15811
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Shriram Properties files IPO papers with Sebi

Compliance Calendar LLP 25 Dec 2018  22551
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New Settlement Rules of SEBI

Compliance Calendar LLP 22 Dec 2018  25045
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Sebi imposes Rs 15 lakh fine on Amtek Auto for failing to meet bond redemption deadline...

Compliance Calendar LLP 22 Dec 2018  25355
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SEBI specifies format for SBO reporting vide Circular dated Dec 7, 2018 By CS Nikita Snehil...

Nikita Snehil 20 Dec 2018  26597
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Board Meeting Compliance: An Overview (Including Listed Companies) By CS Lalit Rajput...

CS Lalit Rajput 10 Dec 2018  35422
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