Currently Browsing : SEBI

Disclosures by listed entities of defaults on payment of interest/ repayment of principal amount on ...

Compliance Calendar LLP 22 Nov 2019  181
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Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal...

Compliance Calendar LLP 21 Nov 2019  1111
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Mapping of Unique Client Code (UCC) with demat account of the clients...

Compliance Calendar LLP 17 Nov 2019  4614
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Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 an...

Compliance Calendar LLP 13 Nov 2019  6086
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Introduction of Cross-Margining facility in respect of offsetting positions in corelated equity Indi...

Compliance Calendar LLP 11 Nov 2019  6099
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Streamlining the Process of Public Issue of Equity Shares and convertibles ...

Compliance Calendar LLP 11 Nov 2019  6159
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Creation of segregated portfolio in mutual fund schemes

Compliance Calendar LLP 09 Nov 2019  6044
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Introduction of Cross-Margining facility in respect of offsetting positions in corelated equity Indi...

Compliance Calendar LLP 08 Nov 2019  6122
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e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by E...

Compliance Calendar LLP 07 Nov 2019  6106
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Reporting of changes in terms of investment

Compliance Calendar LLP 07 Nov 2019  6063
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Listed companies transfer of securities held in physical mode is not permitted w.e.f. April 01, 2019...

Compliance Calendar LLP 07 Nov 2019  6236
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Unserved SCN issued to Siyaram Agro Industries ltd., Aslam Sayeed and Amritendu Bhattacharya by SEBI...

Compliance Calendar LLP 06 Nov 2019  6065
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FAQs on SEBI (PIT) Regulations 2015

Compliance Calendar LLP 06 Nov 2019  6038
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Compliance Calendar under various law for the month of November 2019 Compiled By CA Rubneet Anand ...

CA Rubneet Anand 05 Nov 2019  6253
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Disclosure Of Divergence In The Asset Classification And Provisioning By Banks...

Compliance Calendar LLP 05 Nov 2019  6140
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Corporate Compliance Calendar for the m/o November 2019 by CS Lalit Rajput...

CS Lalit Rajput 01 Nov 2019  6279
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Framework for listing of Commercial Paper

Compliance Calendar LLP 23 Oct 2019  6080
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Resignation of statutory auditors from listed entities and their material subsidiaries...

Compliance Calendar LLP 22 Oct 2019  5955
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Resignation of statutory auditors from listed entities and their material subsidiaries...

Compliance Calendar LLP 19 Oct 2019  6798
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Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /...

Compliance Calendar LLP 17 Oct 2019  5898
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Framework for issue of Depository Receipts (DRs)

Compliance Calendar LLP 11 Oct 2019  6032
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